The lands we inherit from our fathers, were cultivated ere they were
born, and yielded produce before they were cultivated. The products of
genius are the actual creations of the individual; and, after yielding
profit or honour to him, they remain the permanent endowments of the
human race. If the institutions of our country, and the opinions of
society, support us fully in the absolute disposal of our fields, of
which we can, by the laws of nature, be only the transitory possessors,
who shall justly restrict our discretion in the disposal of those richer
possessions, the products of intellectual exertion?
Charles Babbage, Reflections on the Decline of Science in England
The ascent to greatness, however steep and dangerous, may entertain an
active spirit with the consciousness and exercise of its own power: but
the possession of a throne could never yet afford a lasting satisfaction
to an ambitious mind.
Edward Gibbon, The Decline and Fall of the Roman Empire
Why not A Mathematical Theory for Behavioral
This author cannot help but be impressed at the scant attention paid
behavior. It is often the sensibilities of our times that establish the
topologies of allowable study. The study of human behavior is a topic
that is of great interest to many but no particular interest to
scientist. I venture the position that this is because the study of
humanity proper as a biological species offers to intimate a view of the
human condition. There are things we often would care to omit from our
understanding to protect our fragile view of the world. This author
admits to no exceptions in their own case. However, I believe that
intellectual maturation necessitates examining the world as it is, not
as we would like it to be. And if one were to seek to change it for the
better, one better have accumulated a formidable body of knowledge
first. As an intellectual, I believe that two great sins any
thought-minded person can commit is changing what they don’t understand.
The second is refusing to countenance aspects of reality they find
disagreeable and preventing others from doing the same.
With all that said, we can begin on our ambitious adventure to describe
behavior as a mathematical process.
A Mathematical Theory for Behavioral
The idea that human behavior can be understood as a mathematical process
is not novel. Yet it stands as one of few pillars of modern life that
has resisted attempts to standardize and formalize. I feel this is more
due to our naive sensibilities than any particular theoretical hurdle.
Perchance there exists room for doubt that such a thing was possible
until a couple of centuries ago. Before probability theory and measure
theory, it would have been very difficult for such an advent to even
start. Given that we have been met with these elegant tools, no such
excuse is possible now.
As I have intuited before, I associate the relative naive state of this
field of study to sensibilities The prodigious explosion of theoretical
tools produced in the last two centuries and their judicious application
to domain problems testifies to their success. That they have not
ventured to a sensitive topic and rendered out God from the process says
more about us than our tools. I believe that the time has come to remedy
this situation.
What I propose is a mathematical theory for behavioral iteration. I wish
to put forward a theory that can describe behavior to a certain degree
of certitude given the resolution of our tools of analysis. I believe
that human behavior can be understood as the sum of sources of behavior.
What this entails is that there biological sources of behavior that ebb
and flow in strength and frequency. The environment and biological cues
are what decide the strength of the call for specific behaviors. Thus,
one can see the body as a holding cell for a multitude of behavioral
impulses. These impulses "fight" for supremacy and monopoly over the
modalities of action. That is, because of the scant morphology of the
human body, mental focus cannot be so easily divided. Thus, the body is
a battleground for the impulses of behavior, each vying for monopoly.
An Expedition into Behavior
The relative strength is affected by multiple factors. The most
noteworthy are,
Time of day (for diurnal animals)
Relative biological premium (as relating to homeostasis)
Bounds of modality (lower modality behaviors are more less likely to
experience competition)
Sleep
A few words on the above. The time of day is a factor for animals that
experience sleep. Sleep is time-sensitive in diurnal species and thus
the relative strength is controlled by time-sensitive factors. In the
case of humans, the circadian rhythm is the most important factor. It
incorporates the presence of light, which is assumed to be sun-derived.
The presence of melatonin moderates the strength of the sleep signal.
The relative biological premium is a factor that is related to the
homeostatic state of the organism.
Biological Premium
As the last sentence alludes, some behaviors have a biological premium
associated with their activation. Food is the most obvious example. It
is a metabolic imperative that an organism satisfy their nutritional
requirement to continue living. This is not negotiable. And thus, the
impulse strength to consume food will be very high. Of course, that does
not mean the strength of this signal will not be the same over all
conditions. When an animal is near starvation, the signal will be very
strong. When an animal is satiated, the signal will be very weak. Thus,
food and consumption thereof is the sink that the drive to eat advances
the creature towards.
The satiation of this signal can be seen as the level of scarcity of
food. The more abundant food is, the more likely the animal is to
consume it and stay satiated. The more scarce food is, the more likely
the creature will expend energy in search of food, under the influence
of the drive to eat. The satiation of the drive can be seen as an
external event that triggers a fall in the relative strength of the
drive to eat. In the calculus of power, acceding this particular
behavior leads to competition among the remaining impulsive
power-brokers.
Morphological Modality
The morphology of an organism is necessarily limited. In this
discussion, morphology does not just refer to the physical shape of the
creature. It will also refer to the dedicated manner in which the
creature achieves homeostasis. For example, humans are bipedal and thus
have access to hands while standing. This is a modality that most
primates do not have access to. Impulsive and behavioral access to what
the hands are doing is a modality that humans will experience. The same
can be said for anything that is available in relative abundance.
Attention is also a modality that is available in limited supply. We can
talk about splitting focus happening at the expense of the quality of
the dedicate focus.
Abstract Discussion
As of now, I have ambiguous whether I am referring explicitly and
narrowly to humans. I wish to continue speaking in this manner. Note,
that what I am stating is general and applies to any organism. Obvious,
the specific case of humans commands our attention. Just keep in mind
the general nature of the statements. The mathematical machinery is
rather abstract and general by design. Thus, do I hope the reader
forgives any trepidation experienced when applying this model to the
non-human case. In the future, discourse will have to cater specifically
to other animals.
Because of the relative abstract nature of this discussion, I will not
delve into the biological mechanism by which behavior is achieved. Quite
frankly, it does not matter for the extent of this discussion. All that
matters is that once behavioral cues are posited, we can understand
their attenuation in respect to competing behavioral cues. This
analytical theme is similar to how probability theory can be studied.
One can learn the genesis of probability or the axiomatic manipulation
of them. Or both. Given that I am not interested in the genesis of
behavior, I will not discuss it. My discourse will be circumscribed to
the understanding of the dynamics of a set of given behavioral impulses
competing for actuation of some modality.
What is Behavior?
From all that has been thus far, it should be clear what behavior is. To
summarize, behavior is the sum of all the biologically-sourced impulses
of an organism as well as all their accessible morphological modalities.
Confronting Modern Sensibilities
Note that I did not reference the phenomenology state of the creature. I
fear modern sensibilities take exception with any science that not
incorporate phenomenology To those who feel accordingly, I will say what
Laplace said to Napolean when question on why his mathematical machinery
made no reference to God.
Je n’avais pas besoin de cette hypothèse-là.
If exhaustive reference to the phenomenology of the creature would have
enriched my theory, I would have included it. As of now, it can only
impoverish it. I do not wish to always delve into the attitudes and
mores of the present but must do so when they hamper intellectual
exploration. It exquisitely frustrating to see potential avenues of
research thwarted by the imprudent non-intellectual public. I will be so
bold as to say that the public is not only non-intellectual but should
effectively be excluded from intellectual discussion.
However, this particular theory is not special in this regard. I fear
that any theory that seeks to reduce human behavior to a rational
calculus (which it is) will suffer public opprobrium.
Opportunistic-minded public speakers will happily and wantonly whip up a
frenzy where intellectual discourse will suffer and paint their victory
as elevating the human condition. Nothing could be further from the
truth. In fact, not discussing the theory underpinning human behavior
has let to all manner of gross exercise of power. Communism, for
example, rested its intellectual foundation on a false understanding on
human behavior. The repulsive attempt at utopia leads to the wholesale
slaughter of millions. As of now, 2023, there is yet no apology for the
crimes of communists.
Behavioral as Biological
In light of the discussion on genetic determinism, it should be clear
that behavior is biological. It is not a question of whether some
behavior is genetic or not. All behavior is genetic in origin. Perhaps,
if I were to bestow them a gift of charity, the discussion is referring
to what specific environmental cues trigger what behavior. Ultimately,
all behavior is biological. It makes no sense to say that the stock of
behavior for a creature is environmental. All behavior rests within the
creature.
Genetic vs. Phenotypic
A more nuance affordance would be what is the relative contributions of
the genetic and phenotypic factors. The genome of the creature is the
blueprint for building the creature and an ongoing reference for
metabolic genesis. The phenotype of the creature is a sort of projection
of the genome. It is instantiated to a particular environment. The
phenotype will always be a subset of the genome since not all genes are
actively expressed all the time.
The way I model it is the genome is the source code. The source code of
a program consists of all comprehensive instruction set for all
conditions and states. The phenotype is the program at run time. The
particular running state of the genome is the phenotype. In this model,
it is obvious that not all conditions are met and thus not all
instructions are executed. Only when certain conditions are met, will
certain instructions be executed. This simple model yields great insight
into the nature of the genome and phenotype. When it is claimed that
something is genetic, they are referring to the phenotype, which again,
is a subset of the genome.
Genetic vs. Environment
As referenced before, there is no thing as environment-sourced
behavioral repertoire. All behavior is genetic in origin and acted out
in a phenotype. The full set of a possible phenotype a creature can
instantiate defines the bounds of all possible behavior. The environment
cannot add to this set. In fact, not only is this view spurious and
erroneous, it mixes the direction of consequence. Since genes are the
ultimate source of all behavior, they "allow" the environment to trigger
and differentiate between appropriate behaviors. The environment can
"choose" what phenotype is active only because the genes allow for this
"choosing." Forgive what may seem a tautological discussion. Modern
sensibilities have so thoroughly confused the issue that I must be
explicit. I cannot help but feel that someone has tampered so thoroughly
with language that is now near impossible to extricate a proper
discussion on the subject. Again, I cannot help this is by malicious
design.
A creature born with a limited genome can only act out and behave in so
many ways. Behavior is not infinite. It is bounded by the genome. Modern
discussion on human adaptability and plasticity overemphasizes the size
of our behavioral repertoire. The behavior we see in modern humans can
only be limited. It is the novel application of a limited set of
primitives in brilliant ways that distinguishes humans. Just keep in
mind that this sort of "grammar of behavior" is not unique aspect of
other humans. Why humans were so particular successful in this regard, I
will muse over next.
Extended Phenotype
The extended phenotype is a concept, popularized by Richard Dawkins, is
illuminating. The idea is that the possible phenotype at any present
moment will be limited by the genetics and environment. This
necessitates concessions to be made as to which condition affecting
homeostasis to address with priority. However, the limits of the genome
and the phenotypes need not be ultimate in practice. For example, hermit
crabs can address the issues of safety from predation by investiture in
a shell. The shell is not part of the crab’s phenotype and you will find
no direct genetic corollary for it in the genome. Thus, the shell is
part of the extended phenotype of the hermit crab.
Humans have taken the concept of extended phenotype to the extreme. The
size of the human brain is a testament to the "choice" made by nature to
invest in the potential of the extended phenotype. What humans lack in
relative physical weakness, they make up for by investing in technology.
Anything from clothing, shelter, tools, and weapons are all part of the
extended phenotype of humans. This arsenal against the conditions of
nature help moderate the local environment to more appropriate
conditions to maintain homeostasis.
Bounds of Extended Phenotype
What determines the bounds of the extended phenotype? Simple. It is the
obligatory conditions of homeostasis. Homeostasis is required because it
permits the creature to live long enough to reproduce. However, as was
the case with humans, the potential for capitalizing on an extended
phenotype requires a certain degree of biological equipment. The human
brain is the most exaggerated example of this. Organisms do not possess
the same neurological abundance as humans. That is why their extended
phenotypes are always found to be more simple. That said, do not let our
own become sinecures of extravagance. They work the same way our own do.
They offer advantages that the creatures were not natively born with.
The extended phenotype is thus shared with all members of a species.
Given this, it becomes the bedrock for any cultural transmission. One
can get a cursory glance at how culture genesis may work. But that is a
discussion for another time.
Mathematic Appraisal of Theory
At this point, the model for behavior is sufficiently developed. It is
the anarchic chorus of impulses competing for expression. The drive for
sleep, food, mating, diversion and so on are regulated by the
environment and also compete with each other. While the environment is
an important factor, it cannot be said to be the exhaustive regulator.
The genome is the ultimate source of the general strength of each
behavioral impulse. For example, it dictates that the drive for food is
stronger during famine. But also in general, the drive for food can be
said to be stronger than the drive for diversion in general.
The theory of behavior rests on considering each impulse as a
probability. While the introduction of probability invites a certain
array of interpretations, I already have one explicitly in mind. It is
not that I am assigning a probability to each impulse, although such an
interpretation can be made rigorous. Rather, I am considering the sum
total of the strength of all impulses equal to 1. Each impulse is a
fraction of the total, vying for dominance. The dynamics of this system
describes the day to day behavior of the creature.
Now at this point, we are confronted by multiple forks in the roads. I
described a very primitive mathematical for behavior. I will describe
the possible choices we have for scaffolding forward a more nuanced
theory:
An impulse must achieve a certain arbitrary threshold shared with
other impulses before it is acted out.
An impulse must achieve 1 before it is acted out.
An impulse must achieve a certain arbitrary threshold unique to it
before it is acted out.
Out of all of these, the third is most tractable if only because it is
the most ambiguous. However, I would prefer to avoid it if possible. I
do not want to hunt around for the biological threshold. I will leave
that to someone more biologically minded than I am.
The first then is the one we will choose. We can set an arbitrary
threshold for all impulses. Keep in mind what we set as the threshold
will have to reconcile with the relative growth rates of each impulse.
For example, if we know the fastest rate of impulse strength growth to
be the drive for food under famine conditions, all other impulse growth
rates must respect that. Such is the mathematical minutiae that must be
considered when developing a theory of behavior. I’ll spare my audience
a more detailed discussion of the mathematical machinery. Just know
there is one.
What is Aggression?
We have accumulated a wealth of theoretical machinery that we can begin
to apply. The particular thorny issue of mine is that of aggression.
What is meant by aggression? What is relative measure of two
instantiations of aggression? How can we use our impulse theory to
describe aggression?
Aggression as Strategic Iteration
Given a set of biologically-sourced impulses, we can begin to consider
the possible strategies that can be pursued. More importantly, we can
know expound on how aggression relates to these terms.
Aggression is no more than the pursuit of a strategy. That is all. Yes
one might invite all manner of violent imagery when discussing the word.
But that is not the point. A general theory of behavior needs to treat
aggression rather general in order to account for a myriad of activities
that do not appear violent externally. For example, my claim is that a
bandit mugging a victim is aggression. But, a chess player about to
terminate a game with a checkmate is also aggression. In both cases,
there is an obvious aggressor perpetrating a domain specific violent act
to victimize another party. The only difference is that both chess
player started out as equals voluntary engaging in a scoped exercise of
skill. The mugged victim did not consent to the act. Aggression does not
respect any sort of tacit concent. Thus can we acceptably discard
ourselves of purchasing such a notion in our theory.
In order to develop a rich theory and find aggression in its proper
place, we need to abstract away emotional connotations. In terms of our
impulse theory, aggression is just taking steps to accommodate a
particular impulse. It is this drive to accomplish the predetermined
goal set by the impulse that we can call aggression. The more determined
the creature, the more robust is the signal of the impulse to satiate
and the more aggressive the creature becomes.
Let us work through an example to better establish the concepts at play
and the flow of terms. Consider a creature with a drive for food during
famine condition. The impulse to consume will be strong and the creature
will most likely be found scrounging for available food sources. To
satiate their hunger will be an almost monomaniacal drive for them since
without it, they will starve and die. Given the famine conditions, we
can expect the creature to endure this pursuit with more vigor and
aggression than would happen under non-famine conditions. At this point,
the impulse signal strength of hunger will be the dominant biological
impulse for the creature.
The creature then spots a food source. Let us say is it some kind of
fruit but it matters not. The point is that the creature need not commit
themselves to forlorn perdition and starve. The theoretical framework I
have developed here allows us to describe the creature’s behavior
onward. While common sense would also allow sagacity, a rigorous
framework is always preferable.
The creature’s impulse to satisfy hunger will spike even more so than it
already was. It will be the dominant impulse for the creature. This
dominance will be maintained at the expense of its own fear of predation
and other seminal drives. In fact, this impulse will probably eclipse
even the drive to mate since otherwise it would be moribund. Thus, with
little fear of predators and no concern to mate, it will make a beeline
for the food source. Even if the food source were in a open and insecure
location, the creature will still pursue it.
Do note that this theoretical framework allows us to define a prediction
profile. With it installed, there is a set of predictions we can make
about the creature’s future behavior and present condition. The present
conditions, and their respective severity, are what motivates the
creature to predict in certain ways in the future. Thus, the scope for
falsification is present and satisfiable.
To exasperated manner we find our dear creature is what motivates its
particular brand of aggression. Starvation, as evinced in human life,
leads creatures to desperate actions they would not otherwise
countenance. We can further pour more exacerbating circumstance to
further "aggress" our creature. For example, what if there were another
similarly starving creature in the vicinity? Now it would have to be a
race to the food source. Not only that, but the creature that manages to
avail themselves must retain until they consume it.
Manifesations of Aggression
When is aggression manifested? What factors lead to the severity of
aggression? As referenced in our previous example, scarcity, competition
and desperation are all factors that lead to aggression. The more scarce
a resource, the more aggressive the creature will have to be avail.
Competition is a factor that can be thought of as a multiplier on the
aggression. As aggressive as a creature has to be satiate severe
impulses, they have to be even more aggressive to satiate them in the
face of competition. Two starving cats will likely engage to combat to
the death over a single mouse. Why? Because starvation dooms them to
death anyway. Thus is the threshold for aggression lowered to avoid the
fail state of death.
In this way, we can see that aggression is notable factor whenever
domain-specific success is pursued. We often note that success is
pursued at the expense of other factors, such as health, relationships,
morality, etc. It is this salient and wanton disregard that so sours our
sensibilities that we call aggression. Just keep in mind is that
aggression is requirement for any successful strategy, whether it
involves loss of life or not. Chess is an extremely aggressive game
since the success condition is the destruction of the opponent’s king.
But we do not see it as such because the domain of aggression is
restricted to wooden pieces.
By studying aggression as a incidental and corollary of strategy, we can
begin to understand the nature of aggression and its connection to
strategy. Aggression is the stickiness of behavior to maintain on a
particular strategy. The goal of all strategy is success in a particular
domain.
Aggression Tolerance as Contingent on Personality
A small tangent demands that we address that the effects that the
idiosyncrasies of personality have on aggression. Strategies differ in
aggressive requirements. A strategy of a person satiating their hunger
that involves stealing food from a grocery store is more aggressive than
one that involves buying food from a grocery store. We know this from
rationally analyzing the consequences of each strategy and the social
disrepute each entails. Some individuals are born with a higher
tolerance for aggression than others. It is not meant on the receiving
end but rather on the perpetrating end.
More aggressive-tolerant individuals would consider strategies that
aggression-avoiding individuals would not. Since all strategies require
some degree of aggression, the more aggressive-tolerant individuals will
have more options available to them.
Why would a creature choose to abhor aggression?
Well, if you are like me, you don’t believe in silly non-falsifiable
concepts like "free will". The demands of our analysis requires actual
answers and referring to God-imbued concepts is inappropriate. Thus, we
must assume the null hypothesis. That is, that creatures possess no such
thing as free will. Their behavior is purely a rational calculus of
their conditions and their impulses.
Given this, we assume that creatures are born with a certain tolerance
for aggression. They do not choose this tolerance. This tolerance is
likely inherited from their parents. There become in rotation regimes of
aggression tolerance. That is to say, a child with a high aggression
tolerance will be more likely to beget children with a high aggression
tolerance.
This should be enough to conclude the discussion on genetics and
aggression. What I do however want to mention, with every generation
there seems to be some randomness that mutates the degree of tolerance.
The mean of all of this random noise is still around the inherited
tolerance. And thus in a long enough timeline and with enough offspring,
we can ignore the noise. Keep in mind, as with all genetic tendencies,
the offspring then become potential sires of the next generation
aggression tolerance.
Summary
This paper constitutes my attempt at an invitation for others to learn
more about behavior and aggression. I have tried to be as comprehensive
as possible in my analysis. At the same time, I know this paper will be
found wanting and of limited scope. I invite readers to undertake their
own research and to share their findings with the world. Only when
knowledge is free, will men be free.
Behavior as a Mathematical Process
Split behavior drives into disjoint impulses
The strength of each impulse waxes and wanes in response to the
creature’s conditions
We arbitrarily set the sum of strength of all impulses to 1
The growth of any impulse is at the expense of the growth of all
other impulses
Strength of Impulses and Aggression as a Function of Conditions
Impulses are functions of the creature’s conditions
Competition and scarcity are factors that increase aggression
Avoidance of fail state, such as death, is a factor that increases
aggression
Aggression as Strategic Iteration
Aggression is an artifact of pursuing a strategy
Aggression defines the stickiness of behavior to a strategy to
success
Aggression also defines the necessary concessions to be made to
pursue a strategy
Aggression Tolerance as Contingent on Personality
All creatures have a certain tolerance for aggressive action
Aggression tolerance is inherited from their parents
Aggression tolerance is a factor that determines the strategies
available to a creature
Low aggression tolerance is a factor that limits the strategies
available to a creature
Suggested Points of Departure for Future Research
Given my lack of means, I do not possess the ability to conduct the
research I would like to. I hope that others will take up the mantle and
continue the research I have started. specifically, accessing and
storing possible native biological strength of impulses. Does hunger
command more impulsive authority than thirst? Does the need for social
interaction command more impulsive authority than the need for food?
These are questions that I would like to see answered. I hope this
framework provides invitation enough to warrant future research.